Tag: sfc

Fund managers distributing UCITS and AIFs internationally face a constantly evolving regulatory environment. To support legal, compliance, and distribution teams, Zeidler has updated its...

A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations. 

The Securities and Futures Commission (SFC) of Hong Kong has launched a consultation on the proposed requirements for operators of virtual asset trading platforms.

Swiss multinational investment bank UBS has reportedly been fined HKD $400M ($51m) by Hong Kong’s securities regulator for overcharging around 5,000 clients. The Hong Kong...