Tag: sfc

Singapore-based RealVantage is expanding its presence in Asia’s wealth management market after securing regulatory approval to distribute private real estate investment products to professional...

Regulated organisations no longer answer to a single communications compliance rule. Instead, they sit beneath a web of overlapping regimes, each drafted for a...

Risk and compliance functions in financial services are being asked to do more than watch the regulatory horizon, according to CUBE's latest fortnightly briefing,...

The Hong Kong Special Administrative Region (HKSAR) Government, the territory's administrative authority responsible for economic and financial policy, has welcomed a fresh package of...

The Securities Commission Malaysia (SC), the country's capital markets regulator, has agreed a Memorandum of Understanding with Hong Kong's Securities and Futures Commission (SFC)...

Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular warning licensed firms of a sharp increase...

Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular to licensed securities brokers after a review...

The transposition deadline for AIFMD II passed on 16 April 2026, marking a significant turning point for the European fund management industry. As reported by...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) HK$4.2m after it failed to comply...