Tag: sfc

The Hong Kong Special Administrative Region (HKSAR) Government, the territory's administrative authority responsible for economic and financial policy, has welcomed a fresh package of...

The Securities Commission Malaysia (SC), the country's capital markets regulator, has agreed a Memorandum of Understanding with Hong Kong's Securities and Futures Commission (SFC)...

Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular warning licensed firms of a sharp increase...

Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular to licensed securities brokers after a review...

The transposition deadline for AIFMD II passed on 16 April 2026, marking a significant turning point for the European fund management industry. As reported by...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

The Securities and Futures Commission (SFC) has reprimanded and fined The Hongkong and Shanghai Banking Corporation Limited (HSBC) HK$4.2m after it failed to comply...

A global coalition of financial regulators, led by the UK's FCA, has taken coordinated action to clamp down on so-called “finfluencers” promoting unauthorised financial...

Fund managers distributing UCITS and AIFs internationally face a constantly evolving regulatory environment. To support legal, compliance, and distribution teams, Zeidler has updated its...

A Hong Kong-based investment management firm has partnered with MyComplianceOffice (MCO) to streamline, centralise and improve compliance within its operations.