Tag: StarCompliance
Digital assets compliance gaps widen amid scrutiny
Nearly six in ten firms worldwide are permitting employee crypto trading without formal pre-approval, according to new research from StarCompliance, highlighting persistent compliance gaps...
What SEC 2026 exams mean for compliance teams
The U.S. Securities and Exchange Commission has unveiled its Fiscal Year 2026 Examination Priorities, and while the language may appear measured, the message to...
Prediction markets and the growing challenge of jurisdiction
As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...
How automated expense tracking strengthens compliance controls
Expense management remains a persistent challenge for organisations, even as FinTech innovation continues to reshape other areas of financial operations. Many firms still depend...
FCA charges signal tougher stance on market abuse
The UK’s Financial Conduct Authority (FCA) has issued a stark warning to financial services firms after bringing insider dealing charges against two individuals following...
StarCompliance expands digital assets capabilities with Aer Compliance deal
StarCompliance (Star), a leader in employee compliance technology solutions, has acquired Aer Compliance (Aer), a specialist in digital asset trading pre-clearance and post-trade monitoring.
StarCompliance nets significant growth investment from Marlin Equity Partners
Employee compliance and RegTech solution developer StarCompliance has received a “significant” growth investment from Marlin Equity Partners.
© FinTech Global © Copyright 2024. All rights reserved.
