Tag: Surveillance Technology

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...

Is your communications compliance framework ready for 2026? That was the central question behind a recent research initiative surveying 100 compliance, IT and surveillance...

In today’s increasingly complex financial markets, surveillance has evolved far beyond a reactive compliance exercise. With mounting regulatory expectations and sophisticated trading environments, leading firms...

ACA Group has launched a new Market Abuse Risk Framework to help UK and European buy-side firms strengthen their surveillance and compliance programmes. The governance,...

In the increasingly interconnected world of financial markets, one of the most persistent challenges facing firms is the lack of effective cross-market alerting. While companies...

A former analyst at a UK-based investment management firm has been convicted of insider dealing, underlining the Financial Conduct Authority’s (FCA) increased reliance on...

NICE Actimize has unveiled SURVEIL-X Behavior, the latest addition to its comprehensive SURVEIL-X Holistic Employee Conduct Surveillance suite.

In the modern interconnected business landscape, the proliferation of communication platforms demands that companies vigilantly monitor and manage various communication channels. According to ACA Group,...

The Central Bank of Ireland recently conducted a Conduct Risk Assessment of Telephone and Electronic Communications in the securities market. This crucial assessment aimed to evaluate compliance with the Markets in Financial Instruments Directive (MiFID II), especially Article 16(7), which mandates firms to prevent the use of unauthorised communication.