Tag: Trade surveillance

When a regulator comes knocking, it does not ask for a single channel's records. It asks about a person: a name, a time window...

RegTech firm StarCompliance has signed Moomoo Financial Singapore as a third-party data vendor. The deal gives compliance teams a sharper tool for overseeing how...

Behavox has brought in veteran surveillance leader Rich Ziegenbalg as executive advisor, strengthening its practitioner expertise as compliance teams move away from fragmented legacy...

Banks are racing to adopt AI-driven surveillance, but new research shows almost none of them have the underlying data to make it work. According to...

Behavox, the AI-native controls platform for global banks, asset managers, hedge funds, and commodity firms, has opened a new office in Milan, marking a...

eflow, a UK-headquartered provider of regulatory compliance technology for financial services firms, specialising in trade surveillance and market abuse detection, has recorded a 75%...

Rothera, the US-based event contract exchange regulated by the CFTC, has gone live with the Validus platform from trade surveillance specialist Eventus to monitor...

Novig, a US-based sports prediction market, has deployed the Eventus Validus platform as its trade surveillance solution, working with Eventus, a provider of trade...

For compliance teams at asset management firms, allocation review has quietly become one of the most thankless tasks in the working day. Hours are...

Behavox, an AI-native controls platform serving global banks, asset managers, hedge funds, and commodity firms, has raised $175m in preferred equity from HPS Investment Partners, a global credit investment firm operating as part of BlackRock.