Tag: Trade surveillance

For compliance teams at asset management firms, allocation review has quietly become one of the most thankless tasks in the working day. Hours are...

Behavox, an AI-native controls platform serving global banks, asset managers, hedge funds, and commodity firms, has raised $175m in preferred equity from HPS Investment Partners, a global credit investment firm operating as part of BlackRock.

Eventus, a provider of trade surveillance and financial risk solutions, has appointed Eric Litz as chief technology officer and Sarah-Jane McColl as chief customer...

The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...

eflow has announced a strategic partnership with Iress, combining the two companies' platforms to help financial market participants meet growing trade surveillance and compliance...

The compliance function has changed — and the tools used to support it are struggling to keep pace. According to StarCompliance, firms operating across multiple...

Eventus, a global trade surveillance and financial risk solutions provider, has appointed Cameron Routh as its new CEO, succeeding founder Travis Schwab. Routh brings more...

Funds have become a cornerstone of modern investing — but they are quietly creating a growing blind spot in employee trading controls, one that...

A new global report from eflow has revealed that the rapid expansion of artificial intelligence across financial services is expected to create significant compliance...

AI is rapidly reshaping supervisory controls across financial services, with 94% of firms either deploying or planning to deploy AI-based detection tools. From communications...