Tag: Transaction reporting

The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...

The FCA has set out proposals that could save firms more than £100m each year by reducing and simplifying transaction reporting obligations. The regulator...

As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...

Tools for Brokers, a global FinTech solutions provider for brokerages and hedge funds, and TRAction, a prominent delegated reporting provider serving Europe and Asia...

Novatus Global, a London-based leader in regulatory technology, has announced a significant growth investment of $40m from Silversmith Capital Partners, a growth equity firm located in Boston.

The recent separation of the UK from the EU has set the stage for regulatory divergence between the two jurisdictions.

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

RegTech firm eFlow Global recently took the opportunity to describe how it can provide solutions to key transaction reporting concerns. 

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.