Tag: Transaction reporting

Firms are getting transaction reporting wrong, Novatus Advisory offers the solution...

Transaction reporting is a necessary requirement for countless regulations, and yet Novatus Advisory co-founder Matthew Ranson believes many firms are getting this process wrong, and they might not even be aware of it.

Mastering transaction reporting: Reducing risks and achieving compliance

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

eflow Global’s solutions to FCA’s Market Watch 74 transaction reporting concerns

RegTech firm eFlow Global recently took the opportunity to describe how it can provide solutions to key transaction reporting concerns. 

FCA fines Goldman Sachs £34.4m for transaction reporting failures

The UK’s Financial Conduct Authority (FCA) has fined Goldman Sachs International £34.3m for failures with transaction reporting.

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