Tag: Transaction reporting
UK slashes transaction reporting scope in FCA reset
The Financial Conduct Authority (FCA) has confirmed the biggest shake-up of the UK MiFIR transaction reporting regime since Brexit, publishing Policy Statement 26/15 to...
FCA finalises rules to cut £100m in reporting costs
The Financial Conduct Authority (FCA), the UK's regulator for financial services firms and markets, has confirmed new rules intended to make transaction reporting requirements...
FCA reporting overhaul to save firms £100m a year
The Financial Conduct Authority (FCA), the UK's financial services regulator, has confirmed a package of reforms to transaction reporting that it claims will deliver...
How regulatory reform is exposing MiFIR governance cracks
Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...
FCA proposes major cut to MiFIR reporting rules
The FCA has issued a landmark consultation setting out one of the most significant changes to the UK’s MiFIR transaction reporting regime since its...
FCA proposes major £100m reporting overhaul
The FCA has set out proposals that could save firms more than £100m each year by reducing and simplifying transaction reporting obligations.
The regulator...
Are you EMIR-ready? Key changes coming in December
As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...
Trade Processor integrates TRAction’s compliance solution
Tools for Brokers, a global FinTech solutions provider for brokerages and hedge funds, and TRAction, a prominent delegated reporting provider serving Europe and Asia...
Novatus Global bolsters RegTech prowess with $40m investment
Novatus Global, a London-based leader in regulatory technology, has announced a significant growth investment of $40m from Silversmith Capital Partners, a growth equity firm located in Boston.
How new EU regulations will change MiFIR reporting
The recent separation of the UK from the EU has set the stage for regulatory divergence between the two jurisdictions.










