Tag: UK financial regulation

Regulatory oversight across the UK financial services sector has intensified, pushing FCA compliance higher up the strategic agenda for financial institutions. What was once...

The Financial Conduct Authority (FCA), the UK’s financial regulator, has announced plans to support the use of tokenisation in the asset management sector, aiming...

Criminal activity in financial services continues to evolve at pace, putting pressure on institutions to anticipate threats rather than simply react. While fraudsters exploit...

In the UK, the fight against money laundering is a shared responsibility across the economy, requiring all relevant businesses to recognise and report suspicious...

The latest whitepaper from ALMIS International offers essential guidance for UK financial institutions navigating the complexities of the Basel 3.1 and SDDT frameworks.

Since its official launch in July 2023, the Financial Conduct Authority’s (FCA) Consumer Duty has become a cornerstone of UK financial services regulation. Designed to ensure “good outcomes for retail customers”, the Duty has pushed financial institutions to rethink how they design, present, and support their products and services.

Key UK RegTech investment stats for 2024: UK RegTech deal activity dropped by 59% YoY There were zero deals over $100m in 2024 as...

The Financial Conduct Authority (FCA) has recently mandated that financial institutions, including banks, payment firms, and lenders, enhance their protocols to ensure fair treatment of politically exposed persons (PEPs).

The trade association for wealth management, investment services, and financial advice, PIMFA, has urged the Financial Conduct Authority (FCA) to postpone the introduction of Sustainability Disclosure Requirements (SDR) for portfolio management by a year.