Tag: UK regulation

The Financial Conduct Authority (FCA), the UK's financial services regulator, has confirmed a package of reforms to transaction reporting that it claims will deliver...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication. According to ACA Group, it signals how...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging almost 38,000...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...

The FCA, the UK's financial services regulator, has published a landmark review examining how AI could transform retail financial services for consumers, firms, markets...

The FCA's latest consultation paper is not explicitly about anti-money laundering, but for UK fund managers, it may as well be. According to Cascade,...

SmartSearch has issued a stark warning to claims management companies and law firms: prepare for the FCA's forthcoming motor finance compensation scheme now, or...

RegTech provider SmartSearch has warned that anti-money laundering (AML) standards must improve across the legal and accountancy sectors following the publication of a new...

The UK’s financial watchdog has quietly adjusted how firms monitor regulatory expectations, introducing a new framework designed to provide clearer guidance across key sectors....