Tag: UK regulation

ESG rating providers operating in the UK face a new compliance reality, as the FCA has finalised rules that place these firms under its...

The Financial Conduct Authority (FCA) has released a set of good and poor practice observations on the use of artificial intelligence across financial services. According...

The Financial Conduct Authority (FCA) has issued new guidance to help digtal asset firms interpret the legislation that will underpin the country's forthcoming digital...

The UK's alternative investment fund regime is heading for its biggest shake-up since AIFMD was first transposed into domestic law in 2013, after the...

The Financial Conduct Authority (FCA), the UK's regulator for financial services firms and markets, has confirmed new rules intended to make transaction reporting requirements...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has confirmed a package of reforms to transaction reporting that it claims will deliver...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication. According to ACA Group, it signals how...

From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging almost 38,000...

The Financial Conduct Authority and Prudential Regulation Authority have unveiled the opening phase of their reform of the Senior Managers and Certification Regime (SMCR),...