Agenda

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DEMO STREAM

KEYNOTE PANEL: US COMPLIANCE LEADERS PERSPECTIVE: ENABLING REGTECH

  • What issues are at the top of the agenda for compliance and RegTech leaders in US financial institutions?
  • To what extent have technological developments caused regulatory change and what more needs to be done?
  • How effectively have FIs progressed with regulations and what needs to be changed?
  • Have compliance leaders chosen to partner or to use internal solutions to address their RegTech strategy?

PANEL DISCUSSION: TECHNOLOGY APPLICATIONS IN REGTECH

  • Where do you see the major deployment of AI and ML with regards to RegTech?
  • What are the biggest benefits advanced technologies bring to financial institutions risk management and regulatory compliance functions?
  • Engaging with data analytics in an AI world: How can data privacy be managed and ensure data is secure?
  • What are the challenges regulatory leaders are faced with from these new technology developments?
  • Where do you see the future of technology in RegTech five years from now?

PANEL DISCUSSION: REGTECH INITIATIVES FOR DIGITISING KYC AND REDUCING AML, FRAUD & FINANCIAL CRIME

  • What are the use cases and applications in which technology can help organizations be protected against financial crime, AML and fraud?
  • How can companies offer a seamless consumer experience whilst ensuring strong customer authentication and security?
  • what can financial institutions and other regulated organizations improve and do from the data analysis perspective to reduce fraud, crime and AML risk?
  • What are the challenges that we are facing when we are trying to identify and implement new technology solutions? How can organisations manage the implementation?
  • How do you make sure you are using the most advanced, cutting-edge technologies against financial crime and you are being compliant without compromising the user experience of your customers?

PANEL DISCUSSION: REGULATORS VIEW IN REGTECH: REGULATORY ADVANCEMENTS BY THE REGULATOR

  • What more can the regulator do to ensure banks continue to drive effectiveness and efficiencies across their risk and compliance programs so they can meet regulations and supervisory expectations?
  • Where have regulatory initiatives worked well to promote the adoption of RegTech?
  • Has regulation hindered or helped RegTech providers work more closely with financial institutions? How can the regulator enable more RegTech collaboration?
  • Do you think regulators could move quickly or prioritize differently to support innovation and to manage the emerging risks of RegTech?

PANEL DISCUSSION: DODD-FRANK WALL STREET REFORM AND CONSUMER PROTECTION ACT: 10 YEARS AFTER IMPLEMENTATION

  • From the enactment of Dodd-Frank in 2010, and a period of real-world experience what regulations are now not working and need to be re-evaluated?
  • What does this update mean for financial institutions and RegTech companies?
  • Next year is an election year. The election results could mean either deregulations or increased regulations. What would either outcome mean for the industry?
  • How can firms take advantage of this moderate regulatory relief?

PANEL DISCUSSION: REGULATORY RISK AND REGTECH

  • Analysing both financial and non -financial risks in risk management, how can new tools and data help?
  • How will risk managers need to rethink their business models and process to improve organisational resilience and comply with regulation?
  • How are financial firms planning to reform their risk infrastructure?
  • Is RegTech the answer to risk management and corporate governance issues?

PRODUCT DEMOS

Demos from 10 of the most innovative RegTech companies (startups, scale-ups and established providers), that every financial company needs to know about.

RegTech companies providing solutions in the areas of Regulatory Reporting, Risk Management, Identity Management, Compliance, Transaction Monitoring and more.

Join the most senior-level gathering of RegTech leaders in the US 

Get your tickets before prices go up!

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