Advisors

How can you stay compliant in 2021?

The regulatory hoops businesses must jump through are growing increasingly complex. So how can firms ensure that they remain compliant in 2021?

Striking a balance between compliance and customer experience during client onboarding

The onboarding process requires financial institutions to comply with increasing global and regionally specific regulations while also delivering an enhanced customer experience. As a result,...

Six ways wealth managers can transform client interactions into trusted relationships

In wealth management, prioritising client service is the only way for establishing a long-lasting relationship. And wealth managers must leverage intelligent technology to provide a more efficient customer experience and gain their client’s trust.

Are changing regulations a threat for WealthTech firms?

Wealth management institutions have been dealing with greater complexity in areas of compliance and regulation. As the number of jurisdictions increases, so does potential liability and, as a result, global companies must embrace digitalisation to stay clear of legal hot waters.

How ramping up tech acquisitions can help financial institutions beat neobanks in the banking...

The financial services industry is undergoing a paradigm shift. For financial institutions to stay relevant and keep pace with FinTechs, they must do "whatever it takes" to beat the tech startups, including acquiring them, Aquaa Partners CEO says.

Avaloq, Adviscent partner to accelerate financial services transformation

Zurich-based WealthTech100 firm Avaloq has entered a partnership with compatriot FinTech Adviscent to provide smart content solutions for wealth managers and private banks.

It’s time to rethink risk management – Sigma Ratings

As the number of money laundering and financial crime cases keep growing, Sigma Ratings argues that it is time for financial services firms to rethink risk management.

What’s going on with bitcoin?

Bitcoin has been on a roller coaster ride over the past year, but the reason behind its recent record spikes may not be what you think.

Introducing the Global RegTech Buyer’s Guide 2021 to help financial firm pick the right...

Picking the right RegTech company to invest in is difficult. Luckily, the Global RegTech Buyer's Guide 2021 has just been launched to help make it easier to make the right choice.

Can banks beat neobanks at their own game?

Challenger banks have spent the better part of the last decade turning the banking world on its head, but is there a way for incumbents to bridge the technology divide?

News Stories

OutSystems debuts Agentic Loan Applications for banks

OutSystems debuts Agentic Loan Applications for banks

OutSystems, a leading Agentic Systems Platform, has extended its Agentic Industry Solutions portfolio for banking with a new offering designed to help financial institutions...
AI is moving closer to the risk decision, but can firms trust it?

AI is moving closer to the risk decision, but can firms trust it?

Artificial intelligence is no longer limited to automating simple, repetitive compliance and risk tasks. Across financial services, firms are increasingly using AI to conduct...
Outdated W-8 and W-9 forms could cost firms compliance

Outdated W-8 and W-9 forms could cost firms compliance

IRS tax forms are under constant revision, and RegTech provider Comply Exchange warns that keeping pace with the changes is becoming a growing challenge...
Brookwood partners with Amplify for new WealthTech platform

Brookwood partners with Amplify for new WealthTech platform

Brookwood Investment Group, a Phoenix-based registered investment advisor, has partnered with Amplify Technology, LLC, an AI-native WealthTech platform built on a data lake architecture,...
FE fundinfo tackles fund data fragmentation with new tool

FE fundinfo tackles fund data fragmentation with new tool

FE fundinfo, a fund data and technology company, has launched Product Mastering Core, a pre-configured data layer that gives investment managers a single, governed...

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