ESMA has suspended 352 instruments for breaching EU trading rules under MiFID II
The EU's securities markets regulator has reported 46 new breaches to the double volume cap (DVC) thresholds, bringing the total to 352 instruments having been suspended.
ESMA has offered clarification about MiFID II
The European Securities and Markets Authority (ESMA) has clarified how investors should be protected under the Market in Financial Instruments Directive and Regulation (MiFID II/ MiFIR).
Could Brexit mean one of the EU’s most complicated laws may become even more...
The revised Markets in Financial Instruments Directive (MiFID II) could be updated after Brexit. So what would MiFID III entail?
What do you need to do in case of a hard Brexit?
The top UK financial market authority has issued a reminder of what needs to be done incase the UK crashes out of the EU without a deal.
Introducing the Global RegTech Buyer’s Guide 2021 to help financial firm pick the right...
Picking the right RegTech company to invest in is difficult. Luckily, the Global RegTech Buyer's Guide 2021 has just been launched to help make it easier to make the right choice.
What will Brexit mean for RegTech companies?
Britain is poised to leave the EU in the end of October. The divorce could affect everything from RegTech funding to legislation.
Azimo secures €20m from EIB as the founder predicts “messy” Brexit negotiations
Just days after the UK officially left the EU, one of the country’s FinTech firms was granted a €20m loan from the European Investment Bank (EIB).
Theta Lake’s new video explains how it works with Red Box to ensure compliance...
The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is how Theta Lake’s latest collaboration can help.
Is this the startup you need for your call monitoring compliance concerns?
Lawmakers have hurled a smattering of new regulations against the financial industry over the last decade, forcing them to up their reporting efforts or risk facing fines and other sanctions.
Is it fear of automation or something else that keeps big banks from adopting...
Lots of huge financial institutions talk the talk about innovation, but few seem to walk the walk and actually implement RegTech solutions. That is according...
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