ESMA unveils Q3 bond liquidity data from MiFID II requirements
The European Securities and Markets Authority has published new liquidity data on bonds subject to requirements in the Markets in Financial Instruments Directive. The data...
Theta Lake’s new video explains how it works with Red Box to ensure compliance...
The EU has slammed financial firms with a heavy regulatory burden to manage their calls better. That is how Theta Lake’s latest collaboration can help.
ESMA updates it Q&A on transparency issues under MiFID II and MiFIR
The EU’s securities markets regulator has updated today its questions and answers regarding transparency issues under the Markets in Financial Instruments Directive (MiFID II) and Regulation (MiFIR).
Firms paid $10.4bn in fines over the last year for breaking money laundering, privacy...
The total volume of fines levied against firms for breaking money laundering, data privacy, MiFID and know your customer rules jumped by 141% and amounted to $10.4bn in total so far this year.
FCA appoints three new board members
The UK’s top finance watchdog has appointed three new non-executive directors to lead the regulator’s operations for the next three years.
The biggest challenges giving the RegTech sector a headache right now
From getting accurate data to responding to new regulatory challenges, there are plenty of opportunities and obstacles to overcome for RegTech innovators.
This is what you need to know about 6AMLD – the EU’s new money...
By this time next year the EU will have enforced a new law to fight money laundering. Are you ready?
Seven threats to UK financial services still unsolved before Brexit
The Financial Conduct Authority’s top dog has revealed seven issues the regulator have yet to solve before the UK departs from the EU.
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