Communications Monitoring

How RegTech is becoming more than just a subset of FinTech

The 2010s saw business leaders realise the importance of compliance. However, RegTech could get even bigger in the next decade, believes Kristoff Zammit Ciantar, CEO of KYC Portal.

How Brexit could change one of the most important laws for financial firms

With days left until the UK officially leaves the EU, David Clee, CEO of MirrorWeb, explains how the divorce may change how British businesses operate.

Theta Lake – Best Practices for Protecting Confidential Information During Video Communication & Collaboration

Tech company Theta Lake has published a whitepaper to help businesses remain compliant whilst still leveraging the power of video conferences.

California’s DOB halts lending capabilities of Sezzle after deeming illegal activity

The California Department of Business Oversight (DBO) has denied point-of-sale (POS) lender Sezzle to offer loans after finding it engaged with illegal unlicensed lending.

Theta Lake – Compliance for Social Media Video

Social media has become an integral part of most businesses, with financial institutions using it to greatly engage with customers.

What are RegTech companies looking to achieve in 2020?

As 2019 comes to an end, RegTech Analyst asked two RegTech leaders about where they think the sector is going in 2020.

Theta Lake’s new video explains how it works with Zoom to ensure video conference...

RegTech100 company Theta Lake’s latest video explains how it has integrated with Zoom to boost video conference recording and compliance.

Australian RegTech companies are less male dominated than FinTech in general – new survey...

Men run the Australian RegTech industry. A whooping 67% of the companies only have male leaders, according to new research from the Australian RegTech Association.

Five steps to boost compliance for video conference recording in financial services

RegTech startup Theta Lake has written a new whitepaper named 5 Compliance Steps for Video Conference Recording in Financial Services.

Regulators are still lenient with MiFID II – Cappitech claims

Companies are still struggling to get their systems compliant with MiFID II, but regulators have been lenient, a report from Cappitech claims.

News Stories

How QUODD is helping firms take back control of market data

How QUODD is helping firms take back control of market data

Data is the lifeblood for modern finance, and how it’s managed can make or break a business. QUODD was built to help firms improve...

FinTech funding hits $800bn as US firms dominate market

US firms secured almost half of all FinTech deals this week, as global funding reached a solid $800m across 21 transactions. American companies accounted for...
Most UK financial planning firms say AI won't cut jobs in 2026. Discover what the data reveals about AI adoption trends

Most financial planning firms say AI won’t cut jobs in 2026

The Saltus Partnership Programme, a support network for financial planning firms, and L.E.K. Consulting, a global management consultancy, have jointly released the second edition...
HB Wealth adopts Arch to scale private markets ops

HB Wealth adopts Arch to scale private markets ops

HB Wealth, a fee-only independent wealth management firm with $30bn in assets under management, has expanded its partnership with Arch, a private markets operations...

Prometeia opens Frankfurt office to deepen EU presence

Italian advisory and analytics firm Prometeia has expanded its European footprint with the launch of a representative office in Frankfurt. The German city is home...

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