Compliance Management

Compliance teams across the EU financial sector are increasingly being asked to justify not just what controls they have in place, but why those...

Zeidler Group, the technology-driven law firm and regulatory compliance services provider, has unveiled AI Questionnaire Review, a new intelligent review tool built into its...

For decades, tax operations have largely been treated as a back-office compliance function, with teams responsible for collecting documentation, validating customer information, managing withholding...

Comply, a provider of AI-powered RegTech and consulting services for the financial services sector, has appointed Elizabeth Clor as its new chief marketing officer. Clor...

Governance, risk and compliance have operated as three separate disciplines for decades, but GRC makes the case for running them as one connected system...

Microsoft Teams has become the backbone of communication for financial services firms worldwide. Millions of regulated conversations including client calls, advisory meetings, deal negotiations,...

Automated decisioning is the use of predefined rules, data integrations and scoring models to evaluate an application, transaction or identity check, returning an approve,...

Australian regulator AUSTRAC has compelled bet365 to sign a court-enforceable undertaking after uncovering serious gaps in how the online bookmaker assesses money laundering risk...

The collapse of FTX in November 2022 did not happen because rules were missing. Disclosure requirements were in place, and regulators in multiple jurisdictions...

Consumer banks such as Revolut and Trade Republic have reset expectations across financial services, making banking so seamless that traditional institutions have struggled to...