Compliance Management

RegTech solution provider Regnology has acquired Tax Information Reporting (TIR) software from PwC UK.

Nearly half (43%) of large financial institutions have adopted open banking, according to a report from identity management company Curity.

Founded in 2019, Schwarzthal Tech is a UK-based RegTech startup that is developing Wunderschild Know Your NetworkTM, an AI-driven platform that provides financial crime intelligence and speeds up the look-up process for beneficiaries. Two years into its existence, what is next for the company?

Companies are facing increasing pressures to streamline customer-facing processes. The digital ecosystem emphasizes a world where people want things completed instantly and poor experiences mean switching to other providers. Chor Teh - financial crime compliance industry practice lead at Moody’s Analytics - has explored why customers should be at the front of onboarding processes.

The automatic verification of someone’s ID is undoubtedly the first building block in the onboarding process of a digital customer. However, what is needed in this process and what should you be looking for in a tool? 

Governance, risk and compliance SaaS solution Diligent has partnered with capital markets communications platform Q4 to provide pre-IPO and public companies with IR and board governance solutions.

The European Securities and Markets Authority (ESMA) has released a Supervisory Briefing, aimed at ensuring convergence across the EU in the supervision of investment...

The European Securities and Markets Authority (ESMA) has published a report on the Common Supervisory Action (CSA) on costs and fees for investment funds, that was carried out with National Competent Authorities (NCAs) during 2021.

The Monetary Authority of Singapore (MAS) has launched Project Guardian, a collaborative initiative with the financial industry aimed at exploring the economic potential and value-add of asset tokenisation.

With the number of children using digital services increasing by the year, the need for greater online financial protections is increasing considerably.