RegTech

A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to invest in structured debt instruments issued by a Luxembourg...

The Australian Prudential Regulation Authority (APRA), the prudential regulator overseeing banks, insurers and superannuation trustees, has urged the financial sector to significantly raise its...

The Financial Conduct Authority (FCA), the UK's financial services regulator, has published new guidance designed to make it easier for asset managers to adopt...

For senior compliance decision-makers, selecting an anti-money laundering (AML) data vendor is no longer simply a matter of satisfying regulatory requirements. According to ComplyAdvantage, the...

Tax reporting solutions are undergoing rapid transformation as firms grapple with mounting regulatory complexity. With FATCA, CRS and other cross-border obligations generating ever-greater data...

Digital assets are no longer peripheral to the banking space. They are now embedded across client portfolios, payment flows, and wealth structures in ways...

Ask a compliance officer how their programme is performing and you are likely to receive a carefully hedged response. Ask them what excellence looks...

The most challenging aspect of preparing for eIDAS 2.0 is not the technical complexity itself — it is recognising that the decision is not...

Financial regulation has always been shaped by the boundaries it seeks to defend. Once, those boundaries were physical—bank branches, vaults, national borders. Then they...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...