Transaction Monitoring

A foreign exchange firm used its investors’ money for personal expenses such as buying a BMW, according to charges brought out against it by the Commodity Futures Trading Commission (CFTC).

From: RegTech AnalystAs demand for compliance solutions is shooting through the roof, RegTech Analyst has revealed the 100 most innovative companies in the world...

Singaporean FinTech is popping. A slew of international players has noticed and has jumped on the opportunity to cut out a slice of the pie for themselves.

Digital currency providers have a new set of rules to comply to if they want to do business in Estonia.

More than 50 central banks around the world are working on digital currency projects. However, the former head of Banque de France is sceptical.

One of the four biggest Australian banks is facing some huge challenges. Not only is Westpac accused of having breached anti-money laundering (AML) and counter-terrorism financing (CTF) regulations, but it is now also dealing with a smattering of lawsuits.

The financial crisis pushed the US congress to introduce the Dodd-Frank Act to avoid a similar collapse in the future. Now the Commodity Futures Trading Commission (CFTC) has taken another step towards ensuring the evolution of derivatives and swap execution facilities (SEF).

The UK’s biggest financial regulator is getting a new top dog. Industry leaders speculate that the change in leadership might mean it will review financial promotions regulations.

The revised Markets in Financial Instruments Directive (MiFID II) could be updated after Brexit. So what would MiFID III entail?

Financial firms around the world were ordered to pay $36bn in total due to failing to comply with legislation set up to prevent money laundering and fraud.