Reetesh is driving the North America’s growth business for HCL Software and based in the greater NYC area. His team has partnered with over a 100 of the FS 1000 organizations to design and execute their strategies by leveraging HCL’s […]
Lore is Director of Surveillance Design and Research within Independent Compliance and Risk Management at Citi. He is responsible for the global design of trade and communication surveillance, as well as the strategic adoption of advanced methodologies. Prior to joining […]
Madhu, co-founder and CTO at Flagright, spearheads engineering and design, skillfully driving the development of cutting-edge compliance and fraud prevention systems. His achievements in cloud computing, particularly in building high-performance infrastructures and architecting real-time systems, have had a significant impact on […]
Julie Richard serves as CCO for Wealth Management. She joined from Brown Brothers Harriman where she was Head of Private Banking Compliance and prior to that Investment Management and Wealth Management. In her career she has covered corporate lending, trust […]
Vaughn Swartz is the Chief Compliance Officer for North America, overseeing and managing compliance risk for Rabobank’s North American businesses in the United States, Canada, and Mexico. In this role he is responsible for advising on a broad range of […]
Clement King is the Control Management Senior Executive, Head of Business Enablement for Wells Fargo. He has worked in other senior roles at other US financial institutions. Most recently, Clement was the Chief Control Officer for the U.S. for HSBC […]
Experienced manager/thought-leader in compliance/regulatory technology. Extensive experience delivering large technology programs in the financial sector, with a specialty in surveillance/compliance monitoring and regulatory reporting technology. Adept at working on enterprise-level business transformation and regulatory remediation, data governance, and managing global […]
