Previous Speakers

With over 20 years of IT experience working in the regulation and compliance area, Donald is an expert on financial services technologies. He has deep product expertise on compliance supervision, AI, and surveillance within Global Relay Archive.

Corey leads the strategy and development of AI-driven compliance solutions. He has over twenty years of experience in governance, risk, and compliance (GRC), helping Fortune 100 organizations design and implement complex programs that bridge regulatory requirements and business needs. Corey […]

Larry is a FinTech entrepreneur with over 20 years of experience driving innovation in wealth management and financial technology. He founded Totum Risk (acquired by TIFIN), built SmartVision (acquired by Nasdaq), and was part of the leadership team at eMoney […]

Noreen Fierro is Senior Vice President, Enterprise Chief Ethics and Compliance Officer, Principal Financial Group®. She joined Principal® in 2022. Prior to joining Principal, Noreen has had a 30- year career in the financial services industry both in-house in legal […]