Tag: AI Compliance

The asset management sector is entering a new regulatory era, marked by heightened scrutiny and evolving marketing rules. In 2024 alone, the US SEC issued a record number of enforcement actions targeting fund marketing activities.

I&M Bank, a financial services group in Africa, has partnered with ThetaRay, a provider of cognitive AI-powered financial crime compliance solutions. The collaboration aims to...

A new survey from Smarsh has found that while AI tools are rapidly being adopted in UK financial services, many employees remain concerned about oversight and compliance.

Global spending on Anti-Money Laundering (AML) and Know-Your-Customer (KYC) data and services is expected to surge to $2.9bn in 2025, according to new research...

Navigating regulatory compliance remains one of the most challenging tasks for businesses operating today, especially in the UK. Companies are under increasing pressure to...

A report from Global Relay has revealed significant regional disparities in the adoption of AI for compliance in the financial services sector.

Unbound, a cybersecurity startup helping enterprises safely adopt generative AI tools, has raised $4m in an oversubscribed seed round.

Agentic AI automation, a new wave of AI-powered technology, is attracting significant interest across the tech sector—particularly in financial services. But what exactly does...

Sydney-based RegTech startup Haast has raised $6m in seed funding to expand its AI-powered compliance platform, with plans to enter the US market already underway.

As AI adoption accelerates across compliance and risk management, understanding the difference between genuine AI solutions and traditional software is critical. Shwetha Shantharam, AVP and product head at 4CRisk.ai, offers expert guidance on evaluating vendors to ensure organisations invest in future-ready technology.