Tag: ASIC

Regulated organisations no longer answer to a single communications compliance rule. Instead, they sit beneath a web of overlapping regimes, each drafted for a...

Regulatory change is no longer arriving as broad, sector-wide overhauls, according to CUBE's latest fortnightly analysis, which argues that precision, not volume, is now...

Global regulators handed out more than $931m in penalties above the $1m mark during the second quarter of 2026, the largest quarterly total in...

Deutsche Bank Aktiengesellschaft has handed over a $2m penalty after misreporting in excess of 260,000 over-the-counter (OTC) derivative trades, a failure that compromised the...

HSBC Bank Australia Limited (HSBC), the Australian arm of one of the world's largest banking groups, is facing a $35m penalty after admitting to...

The Australian Securities and Investments Commission (ASIC), the country's corporate and financial services regulator, has issued an urgent call to all licensees and market...

Australia's financial regulator has shut down almost 12,000 scam websites in a single year, warning that artificial intelligence is intensifying the threat posed by...

Moneysmart, the consumer education platform operated by the Australian Securities and Investments Commission (ASIC), has published new guidance to help Australians navigate the growing...

The ASIC has levelled serious accusations against ANZ, alleging the bank acted unconscionably in its handling of a $14bn bond deal and misreported bond...

The Australian Securities and Investments Commission (ASIC) has released a landmark report revealing that it has removed more than 9,240 pages of regulation this...