Tag: ASIC

Key Australian FinTech investment stats in 2023: • Australian FinTech deal activity reached 93 transactions in 2023, a 17% reduction from 2022 • Australian FinTech companies...

ASIC unveils urgent need for better cyber resilience in Australian firms

Australian regulator ASIC has issued a stark warning to organisations to ramp up their cyber security measures.

Mastering transaction reporting: Reducing risks and achieving compliance

Firms facing transaction reporting obligations often find themselves navigating multiple regulatory regimes such as MiFID II, EMIR, Dodd Frank, and ASIC. Despite awareness of their duties, many aren't doing enough to meet the stringent regulatory standards.

From BEAR to FAR: Australia ushers in a new age of...

Legislation concerning the Financial Accountability Regime (FAR) has received the nod of approval from both Houses of the Australian Parliament. This milestone move in 2023 lays the groundwork for a stringent accountability structure, targeting directors and top-tier executives of financial institutions across banking, insurance, and superannuation sectors.

Active Super faces ASIC action over greenwashing allegations

The Australian Securities & Investments Commission (ASIC) has initiated a court action against the superannuation fund, Active Super.

ASIC launches suit against Vanguard over fossil fuel ties in ethical...

The ASIC has begun court action against Vanguard Investments Australia, accusing it of making misleading claims about its ESG funds.

Navigating market abuse enforcements: current focus and future implications

eFlow Global recently outlined some of the biggest challenges around navigating market abuse enforcement and future implications.

China and Australia agree to share FinTech, RegTech information

China and Australia's regulators have agreed a partnership to share information on FinTech developments and RegTech insights.

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