Tag: ASIC

Compliance and risk teams can no longer rely on simply knowing that a rule exists. According to the latest edition of The CUBE Read...

Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...

The Australian Securities and Investments Commission (ASIC) is preparing to scrutinise how banks deploy artificial intelligence when dealing with customers. The move puts consumer...

Regulated organisations no longer answer to a single communications compliance rule. Instead, they sit beneath a web of overlapping regimes, each drafted for a...

Regulatory change is no longer arriving as broad, sector-wide overhauls, according to CUBE's latest fortnightly analysis, which argues that precision, not volume, is now...

Global regulators handed out more than $931m in penalties above the $1m mark during the second quarter of 2026, the largest quarterly total in...

Deutsche Bank Aktiengesellschaft has handed over a $2m penalty after misreporting in excess of 260,000 over-the-counter (OTC) derivative trades, a failure that compromised the...

HSBC Bank Australia Limited (HSBC), the Australian arm of one of the world's largest banking groups, is facing a $35m penalty after admitting to...

The Australian Securities and Investments Commission (ASIC), the country's corporate and financial services regulator, has issued an urgent call to all licensees and market...

Australia's financial regulator has shut down almost 12,000 scam websites in a single year, warning that artificial intelligence is intensifying the threat posed by...