Goldman Sachs and Citigroup Global Markets have been fined $5.5m and $2.9m respectively for substantial recordkeeping failures.
AccessFintech, a data and analytics platform for the financial industry, has received $60m in its Series C funding round.
The UK’s Financial Conduct Authority (FCA) has fined Citigroup Global Markets £12m for failing to properly implement the Market Abuse Regulation (MAR) trade surveillance requirements relating to the detection of market abuse.
Penelope, which facilitates retirement saving plans for small and medium-sized businesses (SMBs) and entrepreneurs, has raised $21m in pre-seed funding.
The number of women at the UK’s five biggest financial companies plummeted by 3% during 2020, posing a serious question to the sector’s diversity pledges.
London-based FinTech startup skew. is aiming to create the gateway to a cryptocurrency markets and has just picked up $5m to make it happen.Octopus...
The UK’s Prudential Regulator Authority (PRA) has fined Citigroup £43.9m for failings in relation to their internal controls and governance arrangements.
POS system and credit card processing system First Data Corporation has agreed to sell 64 million shares of Class A common stock.
12Page 1 of 2