Tag: communications compliance

As technology continues to evolve over the long-term, one particular trend we can expect to remain is that of the role of voice –...

The landscape of financial services faces intensified scrutiny in communications compliance. In an era marked by consistent and assertive regulatory enforcement, a proactive approach to preserving and managing employee communications is critical. The need for a robust and defensible strategy is no longer optional; it's an imperative for firms, irrespective of their scale or niche, as MyComplianceOffice discuss in their latest whitepaper. 

FinTech Global recently spoke to Devin Redmond - CEO and co-founder of Theta Lake - to learn more about the company.