Tag: Communications

FinTech firms face hefty fines for communication and recordkeeping lapses

US regulators have imposed significant fines on financial services firms for non-compliance with communication recordkeeping obligations.

Broadridge launches innovative AI-enabled tools for asset managers

Global FinTech leader Broadridge Financial Solutions Inc. has launched a pair of AI-enabled tools to better assist asset managers.

How Theta Lake stands at the forefront of communications compliance infrastructure

FinTech Global recently spoke to Devin Redmond - CEO and co-founder of Theta Lake - to learn more about the company.

How RingCentral and Theta Lake are transforming communication security

Theta Lake and RingCentral enhanced their relationship. Looking towards the future, how are the two firms transforming comms security?

What is Theta Lake’s role in the new market of digital...

Theta Lake recently explained to its readers and customers more about digital communications governance and its role in it. 

Communications compliance in 2023: the challenges and the possibilities

More transactions and interactions are taking place digitally, and the importance of ensuring compliance in communications has risen.

SteelEye integrates ChatGPT with its surveillance platform

 SteelEye, which claims to be the first and only integrated surveillance solution, has integrated ChatGPT into its compliance platform.

Why data protection is more vital than ever in modern communications

In a world that is becoming ever more digitally connected, ensuring robust data protection has become more important than ever.

Don’t switch off unified communication tools for compliance

Unified communication tools have transformed how businesses communicate, but they come with greater compliance challenges. Theta Lake director of global marketing Gareth Landers believes the business benefits of unified communication tools outweighs the challenges.

10 communications compliance trends in 2023

As 2022 enters its final month, it is time to look into the new year. Theta Lake, a security and compliance platform for modern collaboration tools, has outlined the 10 trends it sees coming to fruition in 2023.

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