Tag: Compliance Automation

The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...

Compliance teams at regulated firms are caught in a losing battle. Half their working day is absorbed by repetitive, manual tasks — yet the...

New research from AscentAI's 2026 RegTech Benchmark Survey has put regulatory monitoring firmly in the spotlight — and the findings make uncomfortable reading for...

The compliance function has changed — and the tools used to support it are struggling to keep pace. According to StarCompliance, firms operating across multiple...

A question that compliance professionals rarely ask aloud — but probably should — is how many of their high-risk clients are actually high risk. According...

Financial crime compliance (FCC) is undergoing a generational transformation — one arguably more profound than the regulatory overhaul that followed the September 2001 terrorist...

When a newly hired registered representative joins a broker-dealer firm, the compliance clock starts ticking immediately. In most firms, it can take two to...

A major US financial institution has dramatically reduced the burden of sanctions compliance after deploying AI-powered agents from SymphonyAI, achieving a 90% reduction in...

Regulatory change is accelerating at a pace that is leaving many financial services firms struggling to keep up. New rules land daily, guidance documents...

For many finance and operations teams, tax compliance feels like a solved problem. A form is requested, received, and filed. The box is ticked....