Tag: Compliance management

Regulatory compliance tech vendor eflow Global is working with Portfolio Bi, a developer of investment management software and services, to help managers meet regulator and investor requirements.

A Hollywood-based film company has had its assets frozen after the Securities Exchange Commission (SEC) claims the firm was harbouring a Ponzi scheme.

The Global RegTech Buyer's Guide reveals the industry has grown to over 1,000 companies globally offering a variety of innovative solutions.

MCO (MyComplianceOffice) has formed a strategic partnership with Governor Software to help companies better track compliance requirements.

Multi-cloud governance and compliance company OpsCompass has collected $6.78m in its Series A funding round which was led by Elsewhere Partners.

Compliance and data analytics company SteelEye has secured $10m in its series A round which was led by Eight Roads.

Regulatory risk intelligence platform Corlytics is reportedly expecting to close a €10m investment by the end of the first quarter.

Research platform Red Deer has teamed up with Cappitech, a regulatory reporting and intelligence solution for financial services, has formed a partnership to improve MiFID II and MAR compliance.

Compliance automation platform Ascent has added a new unnamed Global Top 50 bank to its client base to help them keep up with regulations such as the Senior Managers and Certification Regime (SM&CR) and the Banking Executive Accountability Regime (BEAR).

muinmos, an automated regulatory compliance platform, has named Conor Ringland as its new chief commercial officer.