Tag: Compliance

Until recently, anti-financial crime convergence was for many in the financial industry a strategic ambition. Today, faster payments, converging crime typologies, and heightened regulatory...

Suspicious Activity Reports (SARs) sit at the heart of AML frameworks worldwide. Without them, efforts to identify laundering, trafficking and terrorist financing would be...

Reco, an AI SaaS security platform focused on protecting enterprise software environments, has raised fresh capital. The company has secured $30m in a Series B...

Sanctions screening is becoming more demanding with each passing year. Watchlists shift overnight, geopolitical tensions trigger rapid updates, and alert volumes continue to surge....

AI is rapidly reshaping how organisations manage customer complaints, turning what was once a reactive administrative function into a strategic pillar of compliance and...

FINRA’s 2026 Annual Regulatory Oversight Report has set a clear tone for the year ahead, placing generative AI (GenAI) governance and off-channel communications squarely...

CIOs are facing mounting pressure to roll out generative AI across the digital workplace, even as accountability for risk remains firmly on their shoulders....

As generative AI moves from experimentation to production across financial services, compliance leaders are facing a pressing question: what standards of explainability and auditability...

The U.S. Securities and Exchange Commission has unveiled its Fiscal Year 2026 Examination Priorities, and while the language may appear measured, the message to...

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...