Tag: Compliance

On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...

A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to invest in structured debt instruments issued by a Luxembourg...

Tax reporting solutions are undergoing rapid transformation as firms grapple with mounting regulatory complexity. With FATCA, CRS and other cross-border obligations generating ever-greater data...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

Zurich General Insurance Malaysia Berhad and Zurich General Takaful Malaysia Berhad, two Malaysian insurance arms of the Zurich group, have been handed combined administrative...

Two sweeping pieces of US legislation are forcing financial firms to fundamentally rethink how they approach digital asset compliance, according to analysis from MCO (MyComplianceOffice).

Artificial intelligence is fundamentally reshaping how organisations operate. Businesses across every sector are racing to deploy AI tools in pursuit of greater productivity, efficiency...

Contract lifecycle management (CLM) is one of the most frequently cited yet consistently misunderstood categories in enterprise technology, according to M-Files. Most vendors describe it...

For compliance teams currently working through their FATCA and CRS reporting cycle, the pattern will feel all too familiar. What ought to be a...

KYC360 recently hosted a session at the School of International Financial Services (SIFS) examining one of compliance's most persistent headaches: managing know-your-customer (KYC) obligations...