Tag: Compliance

In a recent post by Moody's Analytics, the company outlined three key pillars of third-party risk management. 

The dynamic world of RegTech in Taiwan's financial industry is one that is constantly evolving, driven by a growing demand for innovative solutions and promising future prospects. Supporting this transformation is Flagright, an innovative no-code centralised AML compliance and fraud prevention platform causing ripples in the financial sector.

Compliance with stringent regulations poses a significant challenge in the FinTech landscape. Saifr has rolled out innovative capabilities to aid in the efficient creation of compliant content.

If a firm is looking to hold a competitive edge, it is vital they oversee a successful client onboarding programme.

Audit teams at companies are not merely just tick-box functionaries in public sectors companies, they are often critical to the GRC process.

Charlesbank Capital Partners, a middle-market private investment firm, has announced a partnership with Salus GRC, a new governance, risk and compliance (GRC) consulting firm.

Onspring, a software as a service (SaaS) platform that specialises in governance, risk, and compliance (GRC), has successfully raised a strategic round of funding.

Digital wealth management tools have surged in popularity, providing individuals with affordable access to professional investment services. However, with a plethora of options available, selecting the ideal platform can be challenging. Here are some crucial factors to keep in mind when making your decision.

As the deadline for the Financial Conduct Authority (FCA)'s Consumer Duty approaches, a startling 67% of lenders report feeling unsupported by the FCA.

Delta Capita, a global capital markets consulting, managed services, and technology provider, has partnered with Reg X Innovations, a regulatory technology start-up, to launch a new platform that helps clients prepare for the European Market Infrastructure Regulation (EMIR) Refit regulations.