Tag: Compliance

Regulators across Europe and beyond are no longer simply adding rules. They are reshaping them, and that shift puts new pressure on compliance and...

Investment firms risk losing valuable product launch momentum when compliance reviews take days or weeks to clear, according to Red Oak, a provider of...

Almost every regulated financial firm now operates a speak-up channel, yet far fewer have built a culture in which employees actually feel able to...

A common objection in compliance circles goes like this: why pay for regulatory intelligence when the regulator publishes everything online for free? It is...

As organisations face growing technology risk from expanding AI systems, interconnected assets and changing regulatory requirements, identifying which changes require action is becoming an...

Ajman Bank, a UAE lender, has rolled out a new RegTech platform built with consultancy 4most and regulatory technology specialist Reporting Center, overhauling how...

Anti-money laundering (AML) compliance is usually seen as a concern for banks, but a little-known federal obligation is catching out businesses far beyond the...

Artificial intelligence may be the missing piece that allows legal reasoning to be expressed and calculated with mathematical precision, according to insights shared by...

Seismic, a company focused on go-to-market performance, has broadened its offering for banks, wealth managers and insurers with a new compliance product, upgraded social...

English football’s approach to vetting the people who run its clubs has changed fundamentally. According to Argus Pro, the Owners’ and Directors’ Suitability and Experience...