Tag: Compliance

The UK's shift to T+1 settlement on 11 October 2027 will see in-scope securities trades settle one business day after the trade date instead...

Ask most organisations to rate the maturity of their financial crime risk assessment capabilities and the answers tend to be strikingly confident. According to...

Every new business customer a financial institution signs creates years of compliance work down the line. According to Duna, reboarding can account for as...

Registered investment advisers in the US have officially entered a new regulatory era. FinCEN's landmark anti-money laundering rule came into force on 1 January...

Producerflow has launched Partner Portal, a self-service workspace intended to overhaul how carriers work with their distribution partners. The Producerflow product is built and operated...

The insurance industry has spent years preparing for what comes next. The trouble, according to InsurTech decisioning specialist Earnix, is that what comes next...

The United Kingdom, the new head of the global illicit finance watchdog, has assumed the Presidency of the Financial Action Task Force (FATF) for...

Compliance leaders at buy-side firms are confronting a stark reality: the old playbook for scaling their functions no longer works. According to ACA Group, for...

Infinite has unveiled a two-way integration with Sardine, the fraud, risk and payments specialist, aimed at tightening the link between risk intelligence and compliant...

The Financial Conduct Authority has published its complete cryptoasset regime, bringing to a close three years of policy development across five separate statements. As detailed...