Tag: Compliance

Navigating the maze of policy management in finance: A technological compass

The importance of robust, clear, and compliant policies and procedures cannot be overstated in the dynamic realm of financial services. These fundamental elements empower firms to align their operations with strategic goals, adhere to regulatory mandates, and cultivate a culture rooted in accountability and transparency.

How the latest AML/CFT proposals will reshape investment advisory

The world of finance is on the brink of a significant transformation, especially for investment advisors in the United States. On February 15th, 2024, a pivotal announcement was made by the Financial Crimes Enforcement Network (FinCEN) that is set to redefine the landscape of anti-money laundering (AML) and counter-financing of terrorism (CFT) compliance.

Greg Watson, CEO of Napier AI, outlines the company’s plans following...

Following the close of a £45m capital injection, London-based RegTech Napier AI has its eyes set on helping firms get ready for the future of compliance.

How KYC Portal CLM is revolutionising risk management

In the intricate world of corporate risk management, navigating the global regulatory maze is a formidable challenge for financial institutions and businesses. The concept of 'orchestration' has emerged not merely as an industry buzzword but as a vital strategy towards achieving operational excellence.

The Anti-ESG lobby: A speed bump on the road to sustainable...

FinTech Global recently explored whether there is enough accountability and transparency related to ESG. One of the common themes was the need for standardisation within how firms handle ESG processes. However, it is hard to have a level of standardisation when opinions do not always match on the importance of ESG or countries shift their priorities.

Enhancing portfolio management with integrated CRM solutions

Over the past few years, WealthArc, which helps automate workflows for wealth managers,  has spoken to many prospects about Portfolio Management Systems (PMS). Far too many have responded with interest in PMS, but stated they don't need a solution for client relationship management. 

Synctera secures $18.6m in Series A-1 funding to enhance embedded banking...

Synctera, a trailblazer in embedded banking and finance, has announced an impressive $18.6m extension to its 2021 Series A funding round. The investment, co-led by...

How digital communications foster better experiences

In the realm of healthcare, the concept of patient experience has significantly evolved, particularly in understanding and enhancing the quality of care. Smart Communications, which...

The future of financial compliance: Digital transformation and the impact of...

In the rapidly evolving world of financial services, compliance and market dynamics are undergoing significant transformations, driven by macro trends that are reshaping the...

Navigating the complexities of EMIR REFIT reporting: A cost-benefit analysis

In the ever-evolving landscape of financial regulations, staying compliant is more critical than ever. The European Market Infrastructure Regulation (EMIR) and its forthcoming amendments,...

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