Tag: Compliance

For financial institutions, the biggest sanctions risk may not be the names already on official lists, but the ones that have not been added...

Every platform's customer base follows a familiar shape. At the top sit established, registered companies with tidy filings, the very accounts that most verification...

Financial crime investigators are employed to investigate. In practice, much of their working day goes on something else: trawling through systems, gathering data, compiling...

Archer, GRC provider, has launched Archer Evolv AI Compliance, a product designed to convert the regulations and internal policies that bind an enterprise into...

Curvestone AI, a London-based RegTech company using artificial intelligence to automate compliance, has joined the Barclays Eagle Labs Scaleup Programme as it targets further...

Financial institutions racing to embed AI into their compliance operations face a stubborn problem: the technology does not always give the same answer twice....

The rapid rise of prediction markets is creating a fresh set of compliance challenges for investment advisers. When firms or their staff trade event...

Third-party risk management (TPRM) processes designed for a few dozen vendors rarely decline gracefully as portfolios grow. According to a new eBook from RegTech...

Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...

For many FinTech firms, compliance capacity quietly caps expansion. Every new market or vertical means more analysts, more tools and more time. According to Duna,...