Tag: Compliance

Financial institutions racing to embed AI into their compliance operations face a stubborn problem: the technology does not always give the same answer twice....

The rapid rise of prediction markets is creating a fresh set of compliance challenges for investment advisers. When firms or their staff trade event...

Third-party risk management (TPRM) processes designed for a few dozen vendors rarely decline gracefully as portfolios grow. According to a new eBook from RegTech...

Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...

For many FinTech firms, compliance capacity quietly caps expansion. Every new market or vertical means more analysts, more tools and more time. According to Duna,...

Anti-money laundering (AML) teams are under growing pressure to process more alerts and investigations without proportionally increasing headcount. Automation can help relieve that burden,...

Remote onboarding has made it faster and easier for customers to open accounts with banks and FinTechs. It has also given fraudsters new ways...

When a regulator comes knocking, it does not ask for a single channel's records. It asks about a person: a name, a time window...

Financial crime risk assessments are frequently treated as technical exercises built on structured frameworks, scoring models, control inventories, residual risk calculations and data analysis. According...

RegTech firm StarCompliance has signed Moomoo Financial Singapore as a third-party data vendor. The deal gives compliance teams a sharper tool for overseeing how...