Tag: Compliance

Back in early 2025, the LeGaye Law Firm wrote, “The Financial Industry Regulatory Authority (FINRA), while not a federal agency, operates under the supervision...

Financial crime risk assessments only work when governance holds everything together. These assessments pull input from business units, risk and compliance teams, technology functions,...

One of the biggest new US anti-money laundering reporting regimes has effectively just been dismantled, after FinCEN finalised sweeping changes to the Corporate Transparency...

Financial regulators across the US, UK and UAE are converging on a single message: firms do not need to wait for AI-specific rules before...

Napier AI's Michael Joseph attended a recent ACAMS New Jersey chapter discussion on the shift from threshold-based transaction monitoring (TM) to AI-driven systems, alongside...

A $200m enforcement case in the DIFC did not begin with a rogue trader or a fraudulent scheme. It began with a board that...

Banks could unlock productivity gains of up to 20 times by deploying a workforce of AI agents, according to McKinsey.   The consultancy's estimate rests...

Financial institutions are under growing pressure to do more than simply flag suspicious activity. Regulators now expect firms to prove, document and defend every...

Summa Tech, the company behind cloud-based client onboarding platform Onboarder, has introduced an anti-money laundering checking feature within the tool. The addition allows AML checks...

BGL has partnered with OnboardMe, a client onboarding platform, to help accounting firms manage AML/CTF compliance more efficiently.