Tag: Compliance

Rothera, the US-based event contract exchange regulated by the CFTC, has gone live with the Validus platform from trade surveillance specialist Eventus to monitor...

Delaware has proposed a new corporate structure, the artificial intelligence company (AIC), designed to give autonomous AI agents a recognisable legal identity, in a...

The regulatory rulebooks of the UK and the EU, once built on an identical foundation of European financial services law, are steadily pulling apart,...

Notabene, which claims to be the world's largest open network for regulated on-chain transactions, has received a strategic investment from Ripple, the enterprise blockchain...

Investment reporting is the most frequent touchpoint between a private bank and its high-net-worth clients, yet many institutions still treat it as an afterthought,...

If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...

As "AI-washing" spreads across the compliance sector, Theta Lake is making the case that the difference between genuine AI-native platforms and superficial marketing claims...

Large cash transactions are easy to spot. But a series of smaller transactions spread across days, branches or accounts can be far harder to...

AMLA has published finalised standards governing how it will work with national financial supervisors to select and directly oversee some of the bloc's most...

With so many RegTech solutions available in the market it is easy for solutions to get lost in the noise. When trying to reach...