Tag: Compliance

Hong Kong's Securities and Futures Commission (SFC), the city's financial markets regulator, has issued a formal circular to licensed securities brokers after a review...

The rules governing beneficial ownership information reporting have undergone a dramatic transformation since the Corporate Transparency Act (CTA) came into force — and compliance...

WIDTH, an AI-native all-in-one compliance platform, has been recognised among the FinCrime50 — a prestigious selection of the most innovative companies tackling financial crime....

The 2026 Tax Reporting & Withholding Conference, held in Washington, D.C., delivered a stark message to compliance professionals: the era of incremental adjustment is...

Compliance was built for a slower world of periodic reviews, manual checks and retrospective oversight. But finance no longer operates at that pace. Transactions...

The global regulatory landscape is continuing to grow in complexity every year and financial institutions are trying to find the best way to cope....

With 59 regulatory deadlines falling across the payments landscape this month alone — 33 consultation periods closing and 20 pieces of legislation entering into...

For decades, compliance has operated as a rear-view mirror — periodic reviews, retrospective audits and manual checks designed to catch problems after they emerge....

Organised crime has moved off the radar and onto the high street. A new report from Trading Standards reveals a troubling picture: in some...

Anti-money laundering (AML) regulation is entering a new phase. Across jurisdictions, regulators are shifting away from simply checking whether institutions have controls in place,...