Tag: Compliance

The compliance landscape is shifting faster than it has in years. At ACA Group's recent spring media roundtable, ACA experts gathered to discuss the...

Inherent risk assessment sits at the heart of every financial crime risk framework. It answers the most fundamental question any organisation must ask: how...

Dun & Bradstreet (D&B), the global business data and analytics firm, is partnering with Anthropic to embed its risk and compliance data directly into...

For anyone working in surveillance, records or risk at an EU-regulated financial services organisation, the past few months have brought a familiar mix of...

AML screening is far from the exclusive domain of large financial institutions. Regulatory obligations stretch across a surprisingly broad range of industries, and the...

On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...

A global asset manager turned to Zeidler Group for specialist regulatory guidance after seeking to invest in structured debt instruments issued by a Luxembourg...

Tax reporting solutions are undergoing rapid transformation as firms grapple with mounting regulatory complexity. With FATCA, CRS and other cross-border obligations generating ever-greater data...

Hong Kong's Securities and Futures Commission (SFC) has fined a responsible officer at a licensed securities firm HK$1m and handed down a four-and-a-half-year industry...

Zurich General Insurance Malaysia Berhad and Zurich General Takaful Malaysia Berhad, two Malaysian insurance arms of the Zurich group, have been handed combined administrative...