Tag: Compliance

The FCA's latest review of money mule activity paints a detailed picture of how financial crime is shifting across the UK's regulated sector. Beyond...

For EU-regulated firms, managing technology risk is no longer just sound practice. Under DORA, NIS2 and ISO 27001, it is a legal or contractual...

Firms can invest heavily in sophisticated systems and refined methodologies, but neither will produce a reliable financial crime risk assessment without capable people behind...

The Financial Conduct Authority (FCA) has released its final guidance on which cryptoasset activities will fall within the perimeter of the UK's new regulatory...

Customer due diligence (CDD) has grown from a simple know your customer (KYC) exercise into one of the most demanding parts of the anti-money...

Financial institutions have poured significant sums into technology meant to simplify complex operations. Sometimes it delivers. Often, however, the real difficulties only surface once...

Founded in 2023, Greenboard sees itself as the AI-native ‘system of action’ for SEC and FINRA compliance. The company is replacing the fragmented point...

An alleged insider trading case involving two former Robinhood engineers has put a spotlight on a problem many compliance teams have yet to solve:...

The long-standing wall between the technology firms use to comply and the technology regulators use to supervise is coming down, according to CUBE, the...

LSEG Risk Intelligence, the risk-focused arm of LSEG, has published global research showing that although nearly all compliance leaders trust their screening data, fewer...