Tag: Compliance

The impact of global events on FinTech compliance and risk management

In the intricate world of FinTech, the geopolitical landscape plays a pivotal role in shaping compliance and regulatory frameworks. The aftermath of the Russian...

6 tips to make your sustainability report a must-read for stakeholders

In today's competitive business landscape, sustainability is not just a buzzword but a critical component of corporate strategy. Crafting a sustainability report that not only meets compliance but also captivates and informs is crucial.
AML challenges and digital transformation: What 2024 holds for financial services

AML challenges and digital transformation: What 2024 holds for financial services

As we step into the second month of 2024, financial institutions (FIs) and regulated entities face a future that is anything but certain. Following...

Why AI is vital for surveillance officers

Artificial Intelligence (AI) has been the focal point in discussions around innovation for many years, to the point where it is easy to be complacent when listening to how it will transform a sector. However, firms cannot afford to skip out on the latest advancements within AI as its rapid innovation is transforming the way we operate.

Nearly all wealth managers plan to adopt new technologies in 2024...

WealthManagement.com’s survey included 371 respondents from advisors, c-suite executives and others across RIAs, Insurance firms, Regional investment firms, Wirehouse firms and Bank brokerages from...

MyComplianceOffice announces Conor O’Kane as new CIO

MyComplianceOffice (MCO), a provider of integrated compliance management software, has appointed Conor O’Kane as its new Chief Information Officer (CIO).

How Theta Lake empowers firms to maximise value from modern communication...

A recent study from Theta Lake, a pioneer in digital communications governance, found that 69% of IT and compliance professionals expect the use of unified communication and collaboration (UCC) tools to increase in 2024. With firms using an average of 4.6 communication and collaboration tools, it is evident that UCC tools have become an embedded and essential part of modern business, but firms must ensure they are compliantly getting the full value of these tools.

Basware appoints new head of compliance to help customers navigate global...

Basware, a leading provider of AP automation and invoice processing solutions, has welcomed Markus Hornburg as its new Senior Vice President, Global Compliance.

Diligent and Manifest Climate partner for new climate risk management solution

Diligent, a prominent GRC SaaS company, has announced a groundbreaking partnership with Manifest Climate, to expand its capabilities into the realm of climate risk management.

Mastering UPI in global financial markets: ANNA-DSB’s essential guide for professionals

In the ever-evolving landscape of global finance, the implementation of a unique product identifier (UPI) has become paramount for regulatory compliance and operational efficiency. The European Union's EMIR-REFIT initiative underscores the necessity of UPIs, a standard that transcends borders, encompassing major financial markets including the USA, the UK, Australia, the EU, and Singapore. This widespread adoption signifies a unified stride towards harmonisation in the financial sector.

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