Tag: Compliance

Behavox, the AI-native controls platform for global banks, asset managers, hedge funds, and commodity firms, has opened a new office in Milan, marking a...

Compliance analysts are meant to be investigating risk and stopping fraud, yet much of their day is consumed by chasing documents and verifying paperwork....

Financial institutions risk being overwhelmed by regulatory demands unless they dismantle the walls between their risk, finance, and reporting functions, according to a new...

The Financial Conduct Authority (FCA) has confirmed the biggest shake-up of the UK MiFIR transaction reporting regime since Brexit, publishing Policy Statement 26/15 to...

Compliance professionals keep asking the same question: will digital assets, tokenisation and prediction markets force regulators to rewrite insider trading law? Increasingly, the answer...

Financial crime is growing more sophisticated, and compliance teams that still rely on disconnected fraud and AML systems risk falling behind both fraudsters and...

FinCEN and the federal banking agencies have proposed a rule that could reshape how banks think about experimenting with new anti-money laundering technology, and...

Artificial intelligence in financial services has largely been measured through familiar metrics such as cost reduction, faster processing and automation. However, TAINA Technology argues...

Nest Commerce, the technology-led performance and creative agency, has released new research showing that UK finance brands are falling behind other sectors in paid...

Back in early 2025, the LeGaye Law Firm wrote, “The Financial Industry Regulatory Authority (FINRA), while not a federal agency, operates under the supervision...