Tag: Compliance

Know Your Business (KYB) has become a cornerstone of modern compliance frameworks, yet many organisations still underestimate its scope. According to AiPrise, At its...

The US Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) published a Notice of Proposed Rulemaking (NPRM) on 7 April, setting out sweeping...

Norm AI has announced the launch of the Legal AGI Lab, a dedicated research initiative focused on building the legal infrastructure needed to align...

For decades, financial crime risk assessments operated on a deceptively simple premise: capture organisational risk once a year, consolidate it into a weighty report,...

The new UK's Advice Guidance Boundary Review has been pitched as a 'once in a generation change', but how is it going to change the wealth management landscape? 

Something significant happened at NYU Law School on 31 March 2026. David I. Miller, the newly appointed director of enforcement at the Commodity Futures...

Financial institutions are sitting on a growing compliance problem. Across the sector, customer files are increasingly inaccurate, outdated, and risk-generating. In many cases, records...

As financial institutions deepen their reliance on third-party data, automation and RegTech platforms, a fundamental question is emerging beneath the efficiency gains: where should...

Generative AI has rapidly transitioned from a novel experiment to an embedded operational tool across financial services. According to Saifr, firms are now deploying...

Artificial intelligence is reshaping industries at a remarkable pace. A McKinsey survey conducted between June and July 2025, covering nearly 2,000 companies across 105...