Tag: Compliance

MVB Bank, a West Virginia-based subsidiary of Nasdaq-listed MVB Financial Corp., has agreed a multi-year partnership with Bretton AI to use AI-powered operations for...

Risk and compliance functions in financial services are being asked to do more than watch the regulatory horizon, according to CUBE's latest fortnightly briefing,...

The Financial Conduct Authority (FCA), the UK's regulator for financial services firms and markets, has confirmed new rules intended to make transaction reporting requirements...

Key views on AI use case adoption across traditional FIs and FinTechs: The Cambridge Centre for Alternative Finance surveyed 203 FinTechs and 149 traditional...

The US Securities and Exchange Commission’s Division of Examinations has begun requesting information from financial firms about their use of artificial intelligence, according to...

Prometeia has built generative AI directly into the advisor interface of its Digital Wealth Management Platform, aiming to cut administrative load, speed up meeting...

As financial markets move to cloud-based communications, voice compliance is entering a period of rapid change. Legacy recording and surveillance tools are struggling to...

Europe's crypto industry has lost its last regulatory safety net. On July 1, 2026, the transitional "grandfathering" period under the EU's Markets in Crypto-Assets...

Corlytics' latest Global Enforcement Report has surfaced an uncomfortable pattern: the organisations most often hit with regulatory enforcement rarely lacked controls altogether. According to Corlytics,...

A total of $5bn was raised by RegTech companies in 2025, according to a new report assessing the current market state. RegTech Analyst and Parker...