Tag: Compliance

A financial crime risk assessment can only be as reliable as the framework underpinning it. Firms that treat methodology, governance and workflow as administrative...

As financial institutions deploy AI to interact directly with customers, proving that these systems deliver appropriate outcomes is becoming a growing compliance challenge. Aveni...

Generative AI is making it faster and cheaper for insurers to develop their own technology, but Earnix warns that lower development barriers do not...

Specialist Mortgage Group, the Cardiff-based owner of Y3S Loans, Y3S Bridging and Commercial, and Chase Blue Loans, has deployed Curvestone AI across its advice...

The portfolio a credit manager sets out to build is rarely the one that ends up on the books. According to LSEG Data &...

Financial institutions are layering AI onto compliance operations that were never built to support it, and that mismatch could undermine the automation gains many...

Pension fraud is no longer confined to bogus investment schemes or cold calls. According to Identomat, an identity verification and KYC solutions provider, criminals...

When a regulatory enforcement matter emerges, a firm’s stance is often fixed within three days, well before most teams have pieced together what actually...

Compliance and risk teams can no longer rely on simply knowing that a rule exists. According to the latest edition of The CUBE Read...

Financial services firms are pouring more money into compliance, yet new research from MCO (MyComplianceOffice) suggests that much of this investment is being absorbed...