Tag: Compliance

Kidbrooke has warned wealth managers not to be dazzled by “features and pricing” when selecting analytics technology, arguing that the most expensive mistakes tend...

The pace and complexity of work is reshaping how organisations operate, according to M-Files CEO Jay Bhatt. In a recent interview, he said work now...

Under AIFMD II, Article 20(6a) introduces an explicit carve-out from the delegation regime for the marketing function in Annex I, point 2(b), when marketing...

Fraud no longer arrives as a single, obvious red flag. It travels through everyday payments, often disguised as legitimate activity, and that makes it...

2025 has been an important year for global compliance, with regulators increasing expectations across a range of fronts and has forced firms to rethink...

It has been a transformative year for know your customer (KYC) processes, as companies embrace new technology to transform compliance workflows. Remonda Kirketerp-Møller, CEO...

As alert volumes climb, many AML teams can show they are working hard, but struggle to prove they are working on the right things...

Technology, governance and methodology all play a part in shaping a financial crime risk assessment, but none of them determine whether it is truly...

Fourthline, a European provider of AI-powered identity verification and compliance solutions, has promoted Fleur de Roos to chief operating officer (COO), effective immediately. The firm...

Agentic AI is now the phrase dominating financial services, following the recent wave of generative AI. Autonomous agents can plan tasks, pull data, call...