Tag: Compliance

Digital wealth management tools have surged in popularity, providing individuals with affordable access to professional investment services. However, with a plethora of options available, selecting the ideal platform can be challenging. Here are some crucial factors to keep in mind when making your decision.

As the deadline for the Financial Conduct Authority (FCA)'s Consumer Duty approaches, a startling 67% of lenders report feeling unsupported by the FCA.

Delta Capita, a global capital markets consulting, managed services, and technology provider, has partnered with Reg X Innovations, a regulatory technology start-up, to launch a new platform that helps clients prepare for the European Market Infrastructure Regulation (EMIR) Refit regulations.

Stockholm-based Bits Technology, which offers business and customer identity, has raised €4m in its seed funding round.

Regulatory change in the banking industry appears to be on the horizon for 2023. Regional banks are already grappling with an intricate web of state, federal, and international compliance obligations.

Trade and communication surveillance platform SteelEye has partnered with Enfusion, an investment management SaaS platform, to support joint clients.

Banks are facing new challenges posed by the ever-evolving digital world. the need to have strong regulatory measures in place is vital. 

KYC Portal has helped clients reduce the time to onboard customers by 55%, whilst also helping reduce the risk exposure.

Fairly AI, which has built an oversight and risk management platform for AI, has reportedly raised $1.7m in fresh funding.

Contract lifecycle management (CLM) SaaS platform SimpliContract has closed its pre-Series A round on $3.5m, as it looks to expand in the US and Europe.