Tag: Compliance

The UK’s FCA has issued the second annual perimeter report

The UK’s Financial Conduct Authority (FCA) has released the second annual perimeter report, which states big tech companies like Google should do more to protect consumers.

SteelEye picked by Schroders to aid MiFIR compliance

Compliance technology developer SteelEye has been picked by Schroders to help with MiFIR transaction reporting.

UK to take less bureaucratic approach to regulations post Brexit

The UK is reportedly set to take a tough but less bureaucratic approach for banks once Brexit is completed.

The CSBS to launch unified compliance exam for payments firms to...

The Conference of State Bank Supervisors (CSBS) has released a new programme whereby payment firms can complete one compliance examination and be regulated across more than 40 states.

Good services is more important to policyholders than pricing

New research claims the key to driving long-term relationships in home insurance is less about pricing and more about great services and reputation.

Why you can’t afford to ignore the compliance risks involved in...

The coronavirus has caused a rapid mass adoption of collaboration tools, but using them involves big risks.

Truera comes out of stealth to fix the “black box” mystery...

Truera claims to be the industry’s first model intelligence platform and has launched from stealth to help the market remove the mystery around machine learning.

Securrency scores $17.65m in its Series A

Securrency, a blockchain technology developer for the financial and regulatory sectors, has scored $17.65m in its Series A.

SteelEye to support Ardent Financial with compliance

Compliance technology and data analytics platform SteelEye has been chosen by securities dealer Ardent Financial to support its MiFID II and MAR compliance.

RegTech funding hit a five-quarter low as the average RegTech deal...

The total funding recorded in Q3 is just half of the total raised in the opening quarter of 2020 as the pandemic leaves investors wary of writing big cheques.

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