Tag: Compliance

K1 buys Actiance to help institutions stay ahead of compliance

Actiance, a provider of communications compliance, archiving and analytics, has been snapped up by K1 Investment Management.

Vela expands MiFID II solution suite with SI Data Hub launch

Vela, the premier market access technology provider, has expanded its MiFID II solution suite as the deadline for the regulation fast approaches.

Neota Logic and aosphere launch a trio of RegTech apps

Neota Logic, which produces an AI software platform for legal compliance, has partnered with legal subscription business aosphere to launch new RegTech apps.

AI software startup Behavox raises new funding

Behavox, a London-based AI software company, has reportedly raised funding from Citigroup and Index Ventures.

Hermes prepares for MiFID II by partnering with Red Deer

With the deadline for MiFID II fast-approaching, Hermes Investment Management has partnered with RegTech startup Red Deer.

Blockchain RegTech startup Coinfirm launches AMLT token

Coinfirm, a blockchain compliance & analytics platform, is set to release a dedicated token to build an open financial system and bring cryptocurrencies into the mainstre

RegTech startup MetricStream closes $65m financing round

MetricStream, a provider of governance, risk and compliance solutions, has landed a $65m financing round led by Clearlake Capital Group.

AppZen collects $13m for back office automation solution

AppZen, which provides an AI solution for back office automation, has raised $13m in its Series A financing round.

PerformLine launches complaint risk signal platform

PerformLine, a provider of automated compliance solutions for enterprises, has launched its Complaint Risk Signal Platform.

Riverside Partners exit compliance solution Pilgrim

Private equity firm Riverside Partners has sold its stake in risk and compliance platform Pilgrim Quality Solutions to an unnamed buyer.

Download the free AIFinTech100 report

FREE

Download the AIFinTech100 report for 2023 with details on each solution

120,000+ FinTech leaders get exclusive industry stories delivered every week