Tag: Compliance

With the deadline for MiFID II fast-approaching, Hermes Investment Management has partnered with RegTech startup Red Deer.

Coinfirm, a blockchain compliance & analytics platform, is set to release a dedicated token to build an open financial system and bring cryptocurrencies into the mainstre

MetricStream, a provider of governance, risk and compliance solutions, has landed a $65m financing round led by Clearlake Capital Group.

AppZen, which provides an AI solution for back office automation, has raised $13m in its Series A financing round.

PerformLine, a provider of automated compliance solutions for enterprises, has launched its Complaint Risk Signal Platform.

Private equity firm Riverside Partners has sold its stake in risk and compliance platform Pilgrim Quality Solutions to an unnamed buyer.

Retirement financial advisor platform Vestwell has closed an $8m Series A funding round led by F-Prime Capital Partners.

HR, benefits and compliance platform Flock has secured a $3.5m Series A equity round led by The Hartford, alongside participation from existing investors.

Virginia-headquartered big data and analytics company Rean Cloud has netted $10m funding, FinTech Global can reveal.

Nasdaq has acquired London-based financial markets surveillance company Sybenetix, for an undisclosed amount.