Tag: conflict of interest

MCO (MyComplianceOffice), a provider of integrated compliance technology, has announced the launch of its Digital Asset Personal Trading solution, designed to help financial services...

The contemporary regulatory environment has ushered in an era where the financial penalties and reputational damage of regulatory fines are intolerable for firms. The 2023 Starling Compendium emphasises that firms must instate processes to deter misconduct before it even occurs.