Tag: Consumer Duty

As financial institutions deploy AI to interact directly with customers, proving that these systems deliver appropriate outcomes is becoming a growing compliance challenge. Aveni...

Financial services remains one of the world's most tightly regulated sectors, and the challenge for compliance teams goes well beyond the volume of rules....

The financial advice market is no longer a simple choice between doing it yourself and paying for a full-service adviser. According to Ortec Finance,...

The Financial Conduct Authority (FCA) is teaming up with partners across industry, government and consumer groups to widen access to protection insurance for the...

Aveni has launched an enhanced version of Detect, its compliance monitoring and outcome testing platform, giving compliance teams the ability to assess entire customer...

For over a decade, UK retail investors have relied on the UCITS Key Investor Information Document (KIID) or the PRIIPs Key Information Document (KID)...

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

As the FCA increases its focus on Consumer Duty compliance, UK InsurTech Marshmallow has partnered with communications compliance platform Adclear to strengthen oversight of...

The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...

Embedded finance, the invisible layer stitching lending widgets into e-commerce dashboards, insurance upsells into ride-hailing apps, and payroll advances into HR platforms, has quietly...