Tag: Consumer Duty

The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...

As the FCA increases its focus on Consumer Duty compliance, UK InsurTech Marshmallow has partnered with communications compliance platform Adclear to strengthen oversight of...

The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...

Embedded finance, the invisible layer stitching lending widgets into e-commerce dashboards, insurance upsells into ride-hailing apps, and payroll advances into HR platforms, has quietly...

According to Ortec Finance, in today's technology-driven and regulatorily mature environment, the re-entry of high street banks into financial advice could prove to be...

The Financial Conduct Authority's (FCA) Annual Work Programme for 2026/27 offers the clearest picture yet of how the regulator plans to supervise firms as...

The financial services industry is approaching a significant structural turning point. The Financial Conduct Authority's (FCA) newly introduced "Targeted Support" regime is set to...

Consumer Duty has moved decisively beyond its implementation phase and into a period defined by scrutiny and substance. For UK wealth and retirement firms,...

The FCA's launch of its inaugural Enforcement Watch newsletter marks a notable evolution in how enforcement expectations are communicated to the market. According to...

The UK asset management regulatory framework continued to develop during 2025 as post-Brexit reforms progressed from policy design into implementation. Regulatory changes across disclosure, governance, sustainability, market infrastructure and emerging asset classes have affected both UK and international asset managers operating in the market.