Tag: employee compliance
Why explainability is the next frontier in compliance
The compliance function in financial services has undergone a quiet but significant transformation. Where once the focus rested on having controls in place, regulators...
StarCompliance embeds AI into compliance workflows
StarCompliance, a leading provider of employee and firm compliance technology, has unveiled StarAssist, a new AI-powered capability designed to deliver greater clarity, speed, and...
Prediction markets and the growing challenge of jurisdiction
As prediction markets continue to move from niche experimentation into mainstream financial discourse, they are creating a new set of challenges for regulators and...
StarCompliance expands digital assets capabilities with Aer Compliance deal
StarCompliance (Star), a leader in employee compliance technology solutions, has acquired Aer Compliance (Aer), a specialist in digital asset trading pre-clearance and post-trade monitoring.
Proactive conflict management: The future of compliance in financial firms
The contemporary regulatory environment has ushered in an era where the financial penalties and reputational damage of regulatory fines are intolerable for firms. The 2023 Starling Compendium emphasises that firms must instate processes to deter misconduct before it even occurs.
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