Tag: FCA

Third-party AI agents are knocking on the doors of customer bank accounts just as regulators begin using AI to scrutinise the banks themselves. That...

ESG rating providers operating in the UK face a new compliance reality, as the FCA has finalised rules that place these firms under its...

Picture a crypto business that, within two years of launch, is serving customers in the UAE, the UK, the EU and Singapore. Its product,...

The Financial Conduct Authority (FCA) has told firms operating in private markets that their handling of conflicts of interest must evolve alongside the sector’s...

The Financial Conduct Authority (FCA) has released a set of good and poor practice observations on the use of artificial intelligence across financial services. According...

Regulators across Europe and beyond are no longer simply adding rules. They are reshaping them, and that shift puts new pressure on compliance and...

A common objection in compliance circles goes like this: why pay for regulatory intelligence when the regulator publishes everything online for free? It is...

The Financial Conduct Authority (FCA), the UK’s financial services regulator, has urged AI providers to place clear disclaimers on financial content produced by their...

English football’s approach to vetting the people who run its clubs has changed fundamentally. According to Argus Pro, the Owners’ and Directors’ Suitability and Experience...

Compliance and risk teams can no longer rely on simply knowing that a rule exists. According to the latest edition of The CUBE Read...