Tag: FCA

The Financial Conduct Authority (FCA), the UK’s financial regulator, recently announced its plans to regulate ESG ratings, with the aim to make them more...

Compliance teams at regulated firms are caught in a losing battle. Half their working day is absorbed by repetitive, manual tasks — yet the...

Regulated financial institutions face mounting pressure to keep customer records not merely compliant at the point of onboarding, but continuously accurate, auditable and inspection-ready....

The UK's Senior Managers and Certification Regime (SMCR) is entering a new chapter — one that promises greater operational flexibility for firms while keeping...

The compliance profession has a productivity crisis hiding in plain sight. Financial institutions and regulated businesses together spend more than $300bn annually on compliance,...

The Bank of England, the Financial Conduct Authority (FCA) and HM Treasury have issued a joint statement warning that frontier AI models pose a...

The broad predictions made for insurance in 2026 have largely held up. But according to analysis from Tietoevry, the story emerging from the first...

Revolut Trading Ltd (RTL), the authorised trading arm of global FinTech company Revolut, has obtained a Variation of Permissions (VoP) from the Financial Conduct...

On 1 September 2026, the FCA's Code of Conduct will extend to cover bullying, harassment and discrimination across every FCA-authorised organisation — not just...

The Payment Systems Regulator (PSR) has fined Bank of Ireland UK £3,779,300 after the lender failed to implement Confirmation of Payee (CoP) by its...