Tag: FCA

Picture the scene: a financial institution is onboarding a new corporate client with operations spanning the UAE, the UK, and the EU. Before any...

For years, the prevailing assumption in technology circles has been that regulation and innovation are fundamentally at odds. Napier AI's experience inside the Financial Conduct...

Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...

The Financial Conduct Authority (FCA), the UK's conduct regulator for financial services firms and markets, has proposed scrapping mandatory TCFD-based product-level climate disclosures for...

Financial regulation has always required comparison, but the tools to do it well have never kept pace with the complexity of modern markets. As...

The FCA's latest consultation paper is not explicitly about anti-money laundering, but for UK fund managers, it may as well be. According to Cascade,...

Regulated financial institutions are operating under sustained and intensifying scrutiny to keep customer records accurate, current and audit-ready. According to KYC360, recent enforcement actions by...

Communications archiving has transformed from a back-office checkbox into one of the most fiercely contested battlegrounds in regulated technology this year. Twelve months ago,...

The Financial Conduct Authority (FCA), the UK’s financial regulator, recently announced its plans to regulate ESG ratings, with the aim to make them more...

Compliance teams at regulated firms are caught in a losing battle. Half their working day is absorbed by repetitive, manual tasks — yet the...