Tag: FCA

The Financial Conduct Authority (FCA) has moved a step closer to replacing the UK MiFIR transaction reporting framework with the publication of consultation paper...

The Financial Ombudsman Service, the body responsible for resolving disputes between consumers and financial firms, has confirmed Liam Coleman as its permanent chair, ending...

Artificial intelligence is no longer sitting quietly in the background of the modern workplace. AI assistants, meeting notetakers and agentic tools are now active...

When banks fail to stop money laundering, fraud or sanctions evasion, the coverage usually centres on penalties, technology gaps and broken processes. What rarely...

Artificial intelligence is advancing at a pace that regulators are struggling to match, leaving businesses that build, deploy and use AI to navigate an...

Fraud proceeds rarely remain in the account where they first arrive. Money stolen through scams, account takeovers and payment fraud can be transferred through...

The Football Governance Act 2025 marks the most significant overhaul of English football's structure since the Premier League's creation in 1992. According to Argus Pro,...

Financial services remains one of the world's most tightly regulated sectors, and the challenge for compliance teams goes well beyond the volume of rules....

Regulated firms can record Teams Phone calls in a way that meets MiFID II and FCA recordkeeping rules. But according to Wordwatch, doing so...

Compliance obligations are spreading well beyond financial services, and according to RegTech firm CUBE, firms that wait for deadlines to force their hand risk...