Tag: FCA
5 areas firms need to improve to be Consumer Duty compliant
The FCA recently released its final guidance on Consumer Duty proposals, which enforces controls on firms to ensure they provide good outcomes for customers. Aveni recently outlined the five crucial areas firms need to improve to be Consumer Duty compliant.
FCA finalises firmer rules on tackling high-risk investment adverts
The FCA has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.
FCA announces new Consumer Duty to improve customer experiences
The UK’s Financial Conduct Authority (FCA) has confirmed plans for a new Consumer Duty, which it claims will improve how firms serve customers.
FCA CEO emphasises regulators’ growing data and tech investment
The CEO of the Financial Conduct Authority (FCA) has underlined that the regulator is investing heavily in data and technology to be more proactive against threats.
FCA hands out £2m fine to The TJM Partnership
The Financial Conduct Authority (FCA) has fined The TJM Partnership £2m for failing to ensure it had effective systems and controls to identify and cut the risk of financial crime.
FCA names six new directors as it expands headcount
The Financial Conduct Authority (FCA) has appointed six directors to its team to boost expertise and widen headcount.
FCA calls for more tech experts to take the fight to...
The Financial Conduct Authority (FCA) has said it is looking for a ‘significant number’ of tech experts as it looks to invest in data usage to prevent online fraud.
FCA calls on lenders to support consumers with cost of living...
The Financial Conduct Authority (FCA) has asked lenders to help consumers deal with the cost-of-living crisis as consumers continue to bear the brunt.
The UK’s FCA discusses changes to companies listing in the UK
The UK Financial Conduct Authority has published a paper on potential reforms on how companies list in the UK, with the aim to attract more ?high quality, growth companies and give investors greater opportunities.?
UK implements protections for physical cash
The UK Financial Conduct Authority has new powers over the UK largest banks and building societies to ensure cash withdrawal and deposit facilities are available to communities across the country.