Tag: FCA
UK urged to act on self-employed pension shortfall
The Social Market Foundation (SMF) has warned that the UK government must act urgently to tackle a growing pensions crisis among the self-employed.
FCA details role of new UK open banking standards body
The FCA has shared an update on the development of a new standards-setting organisation for open banking in the UK, referred to as the...
FCA introduces new rules to safeguard client funds
The UK’s Financial Conduct Authority (FCA) has announced sweeping new rules aimed at tightening consumer protection across e-money and payment institutions, following damning figures...
FCA crackdown highlights weak compliance cultures
A former analyst at a UK-based investment management firm has been convicted of insider dealing, underlining the Financial Conduct Authority’s (FCA) increased reliance on...
ALMIS® Regulus simplifies regulatory reporting
Regulatory reporting is one of the most complex challenges financial institutions face today. ALMIS® International has addressed this issue head-on with ALMIS® Regulus, a...
Flagstone tackles savings inertia with rollover feature
Flagstone, a large savings platform in the UK, has launched an automated tool designed to help customers maximise the returns on their savings.
Compliance costs mount for small financial firms
Smaller financial institutions are facing mounting structural challenges in meeting anti-money laundering (AML) requirements, despite being held to the same regulatory standards as their...
Are you EMIR-ready? Key changes coming in December
As part of the UK’s ongoing efforts to enhance financial market transparency, the Financial Conduct Authority (FCA) and the Bank of England have issued...
FCA moves to regulate BNPL and protect 11m users
The FCA has announced new proposals to regulate the BNPL market, offering millions of UK consumers the same protections afforded to users of traditional...
Why risk-based CLM is now essential for compliance
As compliance demands increase and regulations continue to tighten, financial institutions are under pressure to rethink their client lifecycle management processes. The traditional ‘one-size-fits-all’...










