Tag: FCA
Why PS26/2 puts third-party risk under the spotlight
Britain's financial firms have built their operations on a foundation of interconnected technology and outsourced services. That architecture has delivered speed and scale, but...
Embedded finance grows up and regulators take notice
Embedded finance, the invisible layer stitching lending widgets into e-commerce dashboards, insurance upsells into ride-hailing apps, and payroll advances into HR platforms, has quietly...
How Theta Lake is helping regulators define safe AI
As artificial intelligence reshapes financial services at pace, the question of what responsible adoption actually looks like in practice has become one of the...
Why allocation surveillance is failing compliance teams
For compliance teams at asset management firms, allocation review has quietly become one of the most thankless tasks in the working day. Hours are...
The compliance research crisis no one is fixing
Picture the scene: a financial institution is onboarding a new corporate client with operations spanning the UAE, the UK, and the EU. Before any...
How the FCA is rewriting the rules on RegTech innovation
For years, the prevailing assumption in technology circles has been that regulation and innovation are fundamentally at odds. Napier AI's experience inside the Financial Conduct...
How regulatory reform is exposing MiFIR governance cracks
Transaction reporting has always been the backbone of market abuse surveillance, but the rules of the game are shifting. As regulators deepen their reliance...
UK moves to simplify climate risk reporting for investors
The Financial Conduct Authority (FCA), the UK's conduct regulator for financial services firms and markets, has proposed scrapping mandatory TCFD-based product-level climate disclosures for...
Why AI is reshaping regulatory oversight for good
Financial regulation has always required comparison, but the tools to do it well have never kept pace with the complexity of modern markets. As...
FCA CP26/16: what UK fund managers must do now
The FCA's latest consultation paper is not explicitly about anti-money laundering, but for UK fund managers, it may as well be. According to Cascade,...










