Tag: FCA

The FCA has said that e-money companies in the UK will need to undertake a ‘significant shift in culture and behaviour’ to comply with new Consumer Duty rules.

The Chartered Banker Institute has welcomed an FCA discussion paper that focused on enabling finance to deliver on its potential to drive sustainable change.

The Financial Conduct Authority (FCA) has published a discussion paper to seek perspectives on future sustainable governance.

The Financial Conduct Authority (FCA) has named the members of its Innovation Advisory Group, which will join as the group meets later this month.

The FCA has published a review of how companies are planning to implement the new Consumer Duty legislation set to come into force on 31 July 2023.

The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank £7.8m for serious deficiencies in its AML systems and controls.

The Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA) has slapped TSB with two fines for operational resiliency failures.  

The Financial Conduct Authority has revealed it is seeking views on how to ensure retail investors can get more clear, helpful information.

The Financial Conduct Authority (FCA) has fined Metro Bank £10m for breaching the listing rules by publishing incorrect information to investors.

The Financial Conduct Authority (FCA) has fined BGC Brokers, GFI Brokers and GFI Securities – together BGC/GFI - £4.8m for market abuse failings.