Tag: FCA
Why silence in FinTech promotions is now a regulatory risk
If the Revolut fine in Italy proves anything, it is that regulators police the gaps in financial promotions just as vigorously as the claims...
Why fragmented AML defences are losing to networked crime
The future of financial crime detection will hinge less on how well individual firms manage risk in isolation, and more on how effectively the...
The FCA’s sanctions review and why it demands urgent firm action
The FCA's latest sanctions review, spanning more than 150 firms, is far more than another best-practice publication.
According to ACA Group, it signals how...
FCA trims SM&CR: streamlining or a new culture risk?
The FCA and PRA have confirmed a package of changes to the Senior Managers and Certification Regime (SM&CR), reducing the number of certified persons,...
calQrisk to develop AI oversight tools in FCA sandbox
calQrisk has secured a place on the UK Financial Conduct Authority's Supercharged Sandbox, an innovation initiative aimed at fostering the next wave of AI...
FCA’s NFM rules put 38,000 firms’ evidence to the test
From 1 September 2026, the FCA Code of Conduct will extend to cover bullying, harassment and violence at every FCA-authorised organisation, dragging almost 38,000...
Adclear lands Marshmallow as Consumer Duty pressure grows
As the FCA increases its focus on Consumer Duty compliance, UK InsurTech Marshmallow has partnered with communications compliance platform Adclear to strengthen oversight of...
Why AI is testing the limits of financial crime controls
The rapid adoption of generative and agentic AI is forcing financial services firms to reconsider whether traditional information barriers remain effective in a world...
RegTech’s hallucination problem: can AI show its working?
The question sharp compliance leads ask about Karavel is rarely about features. Instead, it cuts deeper: how do they know the AI will not...
Why the annual review may become a premium service
The annual review is itself under review, and according to WealthTech provider Ortec Finance, the commercial consequences could be profound. The Financial Conduct Authority's consultation...
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