Tag: FCA

In an era where digital transformation is paramount, asset managers are recognising the indispensable role of automating Anti-Money Laundering (AML) processes.

The Financial Conduct Authority (FCA) has recently announced a commitment to expedite its enforcement procedures.

Key European InsurTech investment stats in 2023: • European InsurTech deal activity totalled at 126 deals in 2023, a 44% reduction from the previous year •...

The Financial Conduct Authority (FCA) has initiated a comprehensive survey involving 20 of the largest financial adviser firms.

docStribute, a trailblazing RegTech firm based in London, has successfully completed a pre-Series A funding round.

UK enterprises are recognising significant yearly operational savings by integrating open banking into their systems, a recent survey has disclosed.

The UK is gearing up to introduce the Sustainability Disclosure Requirements (SDR) in 2024, marking a significant shift in the Environmental, Social, and Governance (ESG) regulatory landscape. This pioneering legislation is set to standardise how asset owners and managers communicate and market their sustainable investment products. Through a mix of anti-greenwashing rules, investment labelling, and disclosures, the SDR aims to assist investors in making informed choices about sustainable finance products and investments.

Key European InsurTech seed investment stats in 2023: • European InsurTech seed companies raised a combined $87m in 2023, a 52% drop from 2022 • European...

In recent years, the management of Material Non-Public Information (MNPI) has emerged as a significant concern within the compliance sphere. Regulatory bodies in the...

The FCA is spearheading an initiative by establishing an industry-led working group focused on bolstering capabilities in sustainable finance.