Tag: financial regulation

The opening months of 2026 have sent a clear message to financial services firms: regulatory momentum is not letting up. As artificial intelligence becomes...

As investment managers hunt for new sources of alpha in an increasingly competitive landscape, those operating UCITS funds face a particular challenge: navigating the...

SmartSearch has issued a stark warning to claims management companies and law firms: prepare for the FCA's forthcoming motor finance compensation scheme now, or...

The Monetary Authority of Singapore (MAS), Singapore's central bank and integrated financial regulator, has released an AI Risk Management Toolkit designed to help financial...

For the first time in more than three decades, FINRA has raised the annual gift limit under Rule 3220. The Securities and Exchange Commission...

DORA has introduced a harmonised regulatory framework across the EU, but when it comes to enforcement, the reality is far from uniform. According to...

The UK’s financial watchdog has quietly adjusted how firms monitor regulatory expectations, introducing a new framework designed to provide clearer guidance across key sectors....

The Financial Regulatory Authority (FRA) has introduced a new regulatory framework designed to govern the establishment, management and closure of branches operated by companies...

Luxembourg and the UK are pressing ahead with sweeping changes to how crypto assets are regulated, with updates from both the CSSF and the...

The Cambridge Centre for Alternative Finance (CCAF), operating under Cambridge Judge Business School at the University of Cambridge, has announced the formation of a...